Government Compliance Law - DC Metro



The call that comes from the government attorney seeking information about your business can be an intimidating one. Although the power of the government makes such inquiries something to take very seriously, the attorneys at Frias & Daisy are here to make sure that the process is not intimidating.

Frias & Daisy represents business entities and individuals throughout the DC Metro area in connection with investigations conducted by governmental regulatory agencies and self-regulatory organizations. Additionally, we are able to leverage this expertise for our clients' benefit when they need someone to conduct internal investigations, government compliance audits, or other similar special projects. The ability to have counsel capable of this kind of investigative work is crucial in the current regulatory environment, where there is an ever-growing responsibility for businesses to monitor their own activities for misconduct and an expectation that they will be proactive in the regulatory response to any misconduct discovered as part of that process.

An integral part of this practice is our desire to become intimately familiar with your business. To that end, we work very closely with you to develop the kind of relationship that is so critical to allow us to give you the practical advice necessary to guide you through the most challenging of circumstances. The attorneys of Frias & Daisy have the business & government experience, from the legal, financial and operating perspectives, necessary to accomplish that goal.

Investigations

  • SEC Enforcement Investigations
  • CFTC Enforcement Investigations
  • SRO Investigations
  • DOJ/US Attorney Investigations
  • Other Regulatory Investigations
  • Representation of Corporations and Other Business Entities
  • Representation of Individuals
  • Representation of Boards of Directors or Board Committees

Internal Investigations

  • Internal Investigations
  • Counseling for Self-Reporting

Compliance Audits

  • Anti-Money Laundering Procedures

Special Projects

  • Contract Counterparty Audits
  • Most Favored Nation Provision Audits

For additional information about the Government Investigations practice, please contact Erik Frias.

 
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